| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 證券交易 | 2026-08-19 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 期貨合約交易 | 2026-08-19 | - |
| Rep | 就期貨合約提供意見 | 2016-10-11 | 2026-06-29 | |
| Rep | 期貨合約交易 | 2016-10-11 | 2026-08-19 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就期貨合約提供意見 | 2011-06-08 | 2026-06-29 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2011-06-08 | 2016-10-10 |
| Rep | 期貨合約交易 | 2009-05-12 | 2016-10-10 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2004-07-20 | 2026-08-19 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2003-11-14 | 2004-07-16 |
| Rep | 證券交易 | 2003-11-14 | 2004-07-16 |