| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | RO | 證券交易 | 2024-04-16 | - |
| Rep | 證券交易 | 2024-02-01 | 2024-04-16 | |
| Morgan Stanley Asia Limited | RO | 證券交易 | 2020-11-23 | 2023-10-25 |
| Morgan Stanley Hong Kong Securities Limited | RO | 期貨合約交易 | 2020-11-23 | 2023-10-25 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2020-08-03 | 2020-11-23 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2020-08-03 | 2020-11-23 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | 2020-05-06 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2007-09-21 | 2020-05-06 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2007-09-21 | 2016-10-10 |
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