| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2026-02-02 | - |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2025-03-26 | 2025-09-19 |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2019-10-14 | 2021-09-24 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2016-06-13 | 2019-06-24 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2016-06-13 | 2019-06-24 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-10-12 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-10-12 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-10-12 | |
| Rep | 證券交易 | 2003-04-01 | 2016-03-15 |
已採集記錄中暫無金管局登記。