| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-03-17 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2014-03-17 | - |
| Rep | 證券交易 | 2014-03-17 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2010-09-28 | 2013-07-27 |
| All Options Hong Kong Limited | Rep | 期貨合約交易 | 2009-07-15 | 2009-11-01 |
| Rep | 證券交易 | 2009-07-15 | 2009-11-01 | |
| ALL OPTIONS ASIA LIMITED | Rep | 期貨合約交易 | 2009-05-04 | 2009-11-01 |
| Rep | 證券交易 | 2009-05-04 | 2009-11-01 |
已採集記錄中暫無金管局登記。