| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2026-03-04 | - |
| Rep | 就證券提供意見 | 2026-03-04 | - | |
| Rep | 證券交易 | 2026-03-04 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-01-27 | 2020-09-07 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2014-01-27 | 2020-09-07 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2007-06-04 | 2013-10-26 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2004-04-20 | 2007-05-02 |
| Rep | 證券交易 | 2004-04-20 | 2007-05-02 |