| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Blackhorn Wealth Management Limited | Rep | 就證券提供意見 | 2026-07-08 | - |
| Rep | 提供資產管理 | 2026-07-08 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2014-01-02 | 2014-03-05 |
| Rep | 證券交易 | 2005-06-27 | 2014-03-05 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2005-06-27 | 2014-03-05 |
| Citigroup Global Markets Asia Limited | Rep | 提供資產管理 | 2003-04-01 | 2005-01-28 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2005-03-21 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-03-21 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2005-03-21 | |
| Rep | 證券交易 | 2003-04-01 | 2005-05-27 |