| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Derivatives China (Hong Kong) Limited | RO | 提供資產管理 | 2018-08-10 | - |
| CNI Securities Group Limited | Rep | 期貨合約交易 | 2015-06-03 | 2017-04-18 |
| Rep | 證券交易 | 2015-06-03 | 2017-04-18 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 證券交易 | 2005-08-09 | 2015-01-29 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2005-07-14 | 2015-01-29 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2005-07-14 | 2015-01-29 |