| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CC Kingdom Corporate Finance Limited | RO | 證券交易 | 2024-08-09 | - |
| LEI SHING HONG SECURITIES LIMITED | RO | 證券交易 | 2016-10-20 | 2023-07-14 |
| Rep | 證券交易 | 2016-09-21 | 2016-10-20 | |
| PRIME COURAGE SECURITIES COMPANY LIMITED | RO | 證券交易 | 2016-01-04 | 2016-09-01 |
| Rep | 證券交易 | 2015-09-02 | 2016-01-04 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2013-11-13 | 2015-08-27 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2012-10-16 | 2015-08-27 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-02-12 | 2015-08-27 |
| LEI SHING HONG FINANCE LIMITED | Rep | 提供證券保證金融資 | 2006-09-18 | 2008-01-21 |
| LEI SHING HONG SECURITIES LIMITED | Rep | 證券交易 | 2006-08-03 | 2008-01-21 |
| GLOBAL CREDIT SECURITIES LIMITED | Rep | 證券交易 | 2004-09-08 | 2006-07-31 |
已採集記錄中暫無金管局登記。