| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Grit Capital Limited | Rep | 就證券提供意見 | 2024-01-10 | - |
| Rep | 提供資產管理 | 2024-01-10 | - | |
| Grit Securities Limited | RO | 證券交易 | 2023-04-11 | - |
| Rep | 證券交易 | 2023-03-01 | 2023-04-11 | |
| HS Securities Limited | RO | 證券交易 | 2021-11-29 | 2022-11-18 |
| Rep | 證券交易 | 2021-10-29 | 2021-11-29 | |
| KINGDOM SECURITIES LIMITED (HK) | RO | 證券交易 | 2021-03-02 | 2021-06-01 |
| Finet Securities Limited | RO | 期貨合約交易 | 2018-02-20 | 2018-08-31 |
| RO | 證券交易 | 2018-02-20 | 2018-08-31 | |
| SMART GRANDLY ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2017-08-03 | 2017-10-27 |
| Rep | 提供資產管理 | 2017-08-03 | 2017-10-27 | |
| GRANDLY FINANCIAL SERVICES LIMITED | RO | 證券交易 | 2015-07-14 | 2017-10-27 |
| RO | 期貨合約交易 | 2014-10-16 | 2017-10-27 | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | 期貨合約交易 | 2014-01-22 | 2014-09-24 |
| Rep | 期貨合約交易 | 2013-07-09 | 2014-01-22 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2013-07-09 | 2014-09-24 |
| Grand China Securities Limited | Rep | 證券交易 | 2012-08-23 | 2013-07-01 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-10-21 | 2013-07-01 |
| ADMIS Hong Kong Limited | Rep | 期貨合約交易 | 2009-10-22 | 2010-10-16 |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2007-11-19 | 2009-10-18 |
已採集記錄中暫無金管局登記。