| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ROOFER SECURITIES LIMITED | RO | 就證券提供意見 | 2024-09-13 | - |
| RO | 證券交易 | 2024-09-13 | - | |
| Roofer Asset Management Limited | RO | 提供資產管理 | 2024-05-21 | - |
| Rep | 提供資產管理 | 2024-04-08 | 2024-05-21 | |
| ROOFER SECURITIES LIMITED | Rep | 就證券提供意見 | 2024-04-08 | 2024-09-13 |
| Rep | 證券交易 | 2024-04-08 | 2024-09-13 | |
| Ark Securities (Hong Kong) Limited | RO | 提供資產管理 | 2015-01-05 | 2024-02-25 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-07-19 | 2024-02-25 |
| Ark Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2003-04-01 | 2006-04-28 |
| Rep | 提供資產管理 | 2003-04-01 | 2015-01-05 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2024-02-25 | |
| Rep | 證券交易 | 2003-04-01 | 2024-02-25 |
已採集記錄中暫無金管局登記。