| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Amerinvest Fund Management Limited | RO | 就證券提供意見 | 2026-07-23 | - |
| RO | 提供資產管理 | 2026-07-23 | - | |
| HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | RO | 提供資產管理 | 2026-02-04 | 2026-05-01 |
| RO | 就證券提供意見 | 2025-09-24 | 2026-05-01 | |
| Rep | 就證券提供意見 | 2025-08-25 | 2025-09-24 | |
| Rep | 提供資產管理 | 2025-08-25 | 2026-02-04 | |
| Atta Capital Limited | RO | 就證券提供意見 | 2025-04-24 | 2025-07-18 |
| Atta Securities Limited | RO | 期貨合約交易 | 2025-04-24 | 2025-07-18 |
| RO | 證券交易 | 2025-04-24 | 2025-07-18 | |
| Atta Capital Limited | Rep | 就證券提供意見 | 2025-04-03 | 2025-04-24 |
| Rep | 提供資產管理 | 2025-04-03 | 2025-07-18 | |
| Ark Securities (Hong Kong) Limited | Rep | 提供資產管理 | 2019-09-24 | 2025-03-14 |
| RO | 就證券提供意見 | 2019-07-26 | 2025-03-14 | |
| RO | 證券交易 | 2019-07-26 | 2025-03-14 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2015-10-27 | 2025-03-14 |
| RO | 期貨合約交易 | 2015-10-27 | 2025-03-14 | |
| Ark Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2015-10-22 | 2019-07-26 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2010-05-27 | 2015-10-27 |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2008-02-28 | 2019-07-26 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-02-28 | 2015-10-27 |
已採集記錄中暫無金管局登記。