| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited | Rep | 提供資產管理 | 2016-06-10 | 2016-12-23 |
| Rep | 證券交易 | 2016-06-10 | 2016-12-23 | |
| Rep | 提供資產管理 | 2008-05-28 | 2015-12-23 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-05-28 | 2015-12-23 |
| Ark Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2008-05-15 | 2015-12-23 |
| Rep | 證券交易 | 2008-05-15 | 2015-12-23 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2006-07-03 | 2008-05-10 |
| Rep | 證券交易 | 2006-07-03 | 2008-05-10 |