| MOUETTE SECURITIES COMPANY LIMITED | RO | 就期貨合約提供意見 | 2024-06-14 | - |
| RO | 期貨合約交易 | 2024-06-14 | - |
| RO | 就證券提供意見 | 2024-01-18 | - |
| RO | 提供資產管理 | 2024-01-18 | - |
| RO | 證券交易 | 2024-01-18 | - |
| SOPHIA SECURITIES (INTERNATIONAL) LIMITED | RO | 就證券提供意見 | 2023-05-12 | 2023-12-29 |
| RO | 提供資產管理 | 2023-05-12 | 2023-12-29 |
| RO | 證券交易 | 2023-05-12 | 2023-12-29 |
| WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | RO | 就證券提供意見 | 2022-08-11 | 2023-02-14 |
| RO | 提供資產管理 | 2022-08-11 | 2023-02-14 |
| RO | 證券交易 | 2022-08-11 | 2023-02-14 |
| Rep | 就證券提供意見 | 2022-06-14 | 2022-08-11 |
| Rep | 提供資產管理 | 2022-06-14 | 2022-08-11 |
| Rep | 證券交易 | 2022-06-14 | 2022-08-11 |
| PHOENIX CAPITAL ASIA LIMITED | RO | 就機構融資提供意見 | 2020-11-26 | 2022-04-18 |
| PHOENIX CAPITAL SECURITIES LIMITED | RO | 提供資產管理 | 2019-06-27 | 2022-04-18 |
| PHOENIX CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2017-07-24 | 2020-11-26 |
| Rep | 就證券提供意見 | 2017-07-24 | 2022-04-18 |
| PHOENIX CAPITAL SECURITIES LIMITED | RO | 證券交易 | 2017-02-24 | 2022-04-18 |
| RO | 期貨合約交易 | 2016-12-01 | 2022-04-18 |
| Rep | 期貨合約交易 | 2016-11-07 | 2016-12-01 |
| Rep | 證券交易 | 2016-11-07 | 2017-02-24 |
| FOUNDER FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2016-06-15 | 2016-10-31 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2016-02-03 | 2016-10-31 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2015-09-14 | 2015-12-04 |
| RO | 期貨合約交易 | 2015-09-14 | 2015-12-04 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2013-08-20 | 2015-07-04 |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2010-11-23 | 2015-07-04 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-11-23 | 2013-08-20 |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2010-04-20 | 2010-11-20 |
| Rep | 證券交易 | 2010-04-20 | 2010-11-20 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2009-10-06 | 2010-03-29 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2009-10-06 | 2010-03-29 |