| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2008-08-20 | 2025-03-18 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2006-02-03 | 2008-07-22 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2003-11-17 | 2008-07-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2003-06-11 | 2003-10-20 |
| VC BROKERAGE LIMITED | Rep | 就機構融資提供意見 | - | 2003-05-12 |
| Rep | 就證券提供意見 | - | 2003-05-12 | |
| Rep | 提供資產管理 | - | 2003-05-12 | |
| Rep | 提供自動化交易服務 | - | 2003-05-12 | |
| Rep | 證券交易 | - | 2003-05-12 |