| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | 證券交易 | 2008-05-30 | - |
| Rep | 證券交易 | 2007-12-20 | 2008-05-30 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-30 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-12-30 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-30 | |
| Rep | 證券交易 | 2003-04-01 | 2007-12-04 |