| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Rainbow Capital (HK) Limited | Rep | 就機構融資提供意見 | 2022-04-04 | - |
| Rep | 證券交易 | 2022-04-04 | - | |
| Lego Corporate Finance Limited | RO | 就機構融資提供意見 | 2021-08-13 | 2021-10-06 |
| Rep | 就機構融資提供意見 | 2016-01-22 | 2021-08-13 | |
| QUAM CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2015-03-16 | 2015-12-31 |
| Gram Capital Limited | Rep | 就機構融資提供意見 | 2014-03-12 | 2015-02-28 |
| Proton Capital Limited | Rep | 就機構融資提供意見 | 2013-08-19 | 2014-02-27 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就機構融資提供意見 | 2011-05-30 | 2013-08-13 |