| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WIN WIND FINANCE LIMITED | RO | 提供證券保證金融資 | 2022-04-14 | - |
| Oshidori Securities Limited | RO | 提供資產管理 | 2019-11-01 | - |
| RO | 期貨合約交易 | 2019-05-07 | - | |
| RO | 就證券提供意見 | 2018-11-08 | - | |
| Rep | 提供資產管理 | 2018-10-15 | 2019-11-01 | |
| RO | 證券交易 | 2017-11-27 | - | |
| Rep | 證券交易 | 2017-09-14 | 2017-11-27 | |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | 期貨合約交易 | 2012-04-02 | 2017-07-27 |
| Rep | 期貨合約交易 | 2010-01-21 | 2012-04-02 | |
| Rep | 證券交易 | 2009-10-14 | 2017-07-27 | |
| CHONG HING COMMODITIES AND FUTURES LIMITED | Rep | 期貨合約交易 | 2008-08-27 | 2009-09-25 |
| CHONG HING SECURITIES LIMITED | Rep | 證券交易 | 2007-09-07 | 2009-09-25 |
金管局記錄暫時無法載入，請稍後重試。