| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wanhai Securities (HK) Limited | RO | 就證券提供意見 | 2025-12-30 | - |
| RO | 證券交易 | 2025-12-30 | - | |
| Rep | 就證券提供意見 | 2025-11-06 | 2025-12-30 | |
| Rep | 證券交易 | 2025-11-06 | 2025-12-30 | |
| OPEN ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2025-06-18 | 2025-10-19 |
| RO | 提供資產管理 | 2025-06-18 | 2025-10-19 | |
| Rep | 提供資產管理 | 2024-01-15 | 2025-06-18 | |
| Open Securities Limited | RO | 就證券提供意見 | 2022-02-24 | 2025-10-19 |
| RO | 期貨合約交易 | 2020-08-05 | 2025-10-19 | |
| RO | 證券交易 | 2020-08-05 | 2025-10-19 | |
| Rep | 期貨合約交易 | 2020-07-27 | 2020-08-05 | |
| Rep | 證券交易 | 2020-07-27 | 2020-08-05 | |
| FTFT International Securities and Futures Limited | RO | 期貨合約交易 | 2019-04-03 | 2020-07-24 |
| RO | 證券交易 | 2019-04-03 | 2020-07-24 | |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2012-08-01 | 2019-03-03 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2012-08-01 | 2019-03-03 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2011-10-03 | 2012-07-13 |
| Rep | 證券交易 | 2011-03-21 | 2012-07-13 |
已採集記錄中暫無金管局登記。