| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mason Securities Limited | RO | 證券交易 | 2005-08-03 | 2013-03-01 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2005-08-03 | 2013-03-01 |
| Mason Securities Limited | Rep | 證券交易 | 2005-07-22 | 2005-08-03 |
| VICTORY SECURITIES COMPANY LIMITED | RO | 證券交易 | 2004-10-08 | 2005-07-11 |
| Mason Securities Limited | Rep | 就機構融資提供意見 | - | 2003-04-15 |
| Rep | 就證券提供意見 | - | 2003-04-15 | |
| Rep | 提供資產管理 | - | 2003-04-15 | |
| Rep | 提供自動化交易服務 | - | 2003-04-15 | |
| Rep | 證券交易 | - | 2003-04-15 |