| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-06-04 | 2015-05-24 |
| XinKong International Securities Limited | Rep | 證券交易 | 2012-03-23 | 2012-08-09 |
| Mason Securities Limited | Rep | 就機構融資提供意見 | 2008-03-12 | 2011-09-23 |
| Rep | 證券交易 | 2008-03-12 | 2011-09-23 |