| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MindWorks Capital Advisors Hong Kong Limited | RO | 就證券提供意見 | 2024-08-26 | - |
| RO | 提供資產管理 | 2024-08-26 | - | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2011-05-12 | 2012-01-17 |
| Rep | 證券交易 | 2011-05-12 | 2012-01-17 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-09-10 | 2007-10-12 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2007-09-10 | 2007-10-12 |