| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | 就機構融資提供意見 | 2026-10-26 | - |
| Rep | 就機構融資提供意見 | 2026-09-22 | 2026-10-26 | |
| Soochow Securities International Capital Limited | RO | 就機構融資提供意見 | 2026-04-15 | 2026-09-07 |
| GF Capital (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2025-11-27 | 2025-12-24 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2025-11-27 | 2025-12-24 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 證券交易 | 2024-07-24 | 2025-10-28 |
| RO | 就機構融資提供意見 | 2022-04-29 | 2025-10-28 | |
| Rep | 就機構融資提供意見 | 2022-01-17 | 2022-04-29 | |
| Rep | 證券交易 | 2022-01-17 | 2024-07-24 | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | RO | 就機構融資提供意見 | 2019-12-05 | 2021-12-19 |
| Rep | 就機構融資提供意見 | 2016-03-01 | 2019-12-05 | |
| Rep | 證券交易 | 2016-03-01 | 2021-12-19 | |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2014-12-09 | 2015-12-15 |
| Rep | 證券交易 | 2014-12-09 | 2015-12-15 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2013-11-28 | 2014-11-29 |
| Rep | 證券交易 | 2013-11-28 | 2014-11-29 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2013-08-05 | 2013-11-19 |
| Rep | 就證券提供意見 | 2013-08-05 | 2013-11-19 | |
| Rep | 證券交易 | 2013-08-05 | 2013-11-19 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2011-04-01 | 2013-07-31 |
| Rep | 證券交易 | 2011-04-01 | 2013-07-31 | |
| UOB ASIA (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2010-05-04 | 2011-03-01 |
| Rep | 就證券提供意見 | 2010-05-04 | 2011-03-01 | |
| Rep | 證券交易 | 2010-05-04 | 2011-03-01 |
已採集記錄中暫無金管局登記。