| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Motto Global Asset Management Limited | RO | 就證券提供意見 | 2024-07-09 | - |
| RO | 提供資產管理 | 2024-07-09 | - | |
| Rep | 就證券提供意見 | 2024-05-16 | 2024-07-09 | |
| Rep | 提供資產管理 | 2024-05-16 | 2024-07-09 | |
| Direction Capital Limited | RO | 就證券提供意見 | 2024-02-23 | 2024-05-15 |
| RO | 提供資產管理 | 2024-02-23 | 2024-05-15 | |
| Rep | 就證券提供意見 | 2024-01-29 | 2024-02-23 | |
| Rep | 提供資產管理 | 2024-01-29 | 2024-02-23 | |
| ForthTech Capital Limited (HK) | RO | 就證券提供意見 | 2023-11-08 | 2024-01-07 |
| RO | 提供資產管理 | 2023-11-08 | 2024-01-07 | |
| Rep | 就證券提供意見 | 2023-10-09 | 2023-11-08 | |
| Rep | 提供資產管理 | 2023-10-09 | 2023-11-08 | |
| FTAG Financial Limited | RO | 就證券提供意見 | 2022-07-06 | 2023-06-01 |
| RO | 證券交易 | 2022-07-06 | 2023-06-01 | |
| RO | 提供資產管理 | 2021-05-21 | 2023-06-01 | |
| Rockflow Securities Limited | RO | 就證券提供意見 | 2019-04-04 | 2019-10-01 |
| RO | 提供資產管理 | 2018-10-26 | 2019-10-01 | |
| RO | 證券交易 | 2018-07-03 | 2019-10-01 | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就機構融資提供意見 | 2016-09-13 | 2017-09-07 |
| Rep | 證券交易 | 2016-09-13 | 2017-09-07 | |
| Crosby Securities Limited | Rep | 就機構融資提供意見 | 2015-12-08 | 2016-08-26 |
| Rep | 就證券提供意見 | 2015-12-08 | 2016-08-26 | |
| Rep | 證券交易 | 2015-12-08 | 2016-08-26 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2013-09-19 | 2015-11-03 |
| Rep | 證券交易 | 2013-05-21 | 2015-11-03 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2011-04-01 | 2013-05-21 |
| Rep | 證券交易 | 2011-04-01 | 2013-05-21 |
已採集記錄中暫無金管局登記。