| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Brokerage Limited | RO | 證券交易 | 2026-06-12 | - |
| Huaan Securities (Hong Kong) Corporate Finance Limited | RO | 就機構融資提供意見 | 2026-06-12 | - |
| GOLDLINK SECURITIES LIMITED | RO | 證券交易 | 2022-01-19 | 2026-04-07 |
| VAST HARBOUR CORPORATE FINANCE LIMITED | RO | 就機構融資提供意見 | 2022-01-19 | 2026-04-07 |
| GOLDLINK SECURITIES LIMITED | Rep | 證券交易 | 2021-11-18 | 2022-01-19 |
| VAST HARBOUR CORPORATE FINANCE LIMITED | Rep | 就機構融資提供意見 | 2021-11-18 | 2022-01-19 |
| MESSIS CAPITAL LIMITED | RO | 證券交易 | 2016-04-19 | 2021-11-12 |
| RO | 就機構融資提供意見 | 2014-05-30 | 2021-11-12 | |
| Rep | 證券交易 | 2014-05-29 | 2016-04-19 | |
| Rep | 就機構融資提供意見 | 2014-04-09 | 2014-05-30 | |
| TAIPING CAPITAL LIMITED | RO | 就機構融資提供意見 | 2013-04-12 | 2014-01-31 |
| GUOTAI JUNAN CAPITAL LIMITED | RO | 就機構融資提供意見 | 2012-08-01 | 2013-04-10 |
| Rep | 就機構融資提供意見 | 2010-06-04 | 2012-08-01 | |
| Mason Securities Limited | Rep | 就機構融資提供意見 | 2007-06-18 | 2010-05-30 |
| Rep | 證券交易 | 2007-06-18 | 2010-05-30 |
金管局記錄暫時無法載入，請稍後重試。