| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 證券交易 | 2021-11-24 | - |
| Rep | 就機構融資提供意見 | 2021-10-22 | - | |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2021-05-12 | 2021-08-15 |
| Rep | 證券交易 | 2020-06-01 | 2021-05-12 | |
| Founder Securities (Hong Kong) Capital Company Limited | Rep | 證券交易 | 2018-06-01 | 2020-01-23 |
| RO | 就機構融資提供意見 | 2018-06-01 | 2021-08-15 | |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-01-03 | 2018-05-31 |
| BOCOM International (Asia) Limited | Rep | 證券交易 | 2015-08-28 | 2016-11-30 |
| Rep | 就機構融資提供意見 | 2014-08-05 | 2016-11-30 | |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2008-08-11 | 2014-05-01 |