| SINO-RICH SECURITIES & FUTURES LIMITED | RO | 就期貨合約提供意見 | 2021-11-25 | 2024-01-01 |
| RO | 就證券提供意見 | 2021-11-25 | 2024-01-01 |
| RO | 提供資產管理 | 2021-11-25 | 2024-01-01 |
| RO | 期貨合約交易 | 2021-11-25 | 2024-01-01 |
| RO | 證券交易 | 2021-11-25 | 2024-01-01 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2010-11-26 | 2020-10-31 |
| Guotai Junan FX Limited | RO | 槓桿式外匯交易 | 2010-10-21 | 2020-10-31 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | - | 2004-02-25 |
| RO | 提供資產管理 | - | 2004-02-25 |
| RO | 期貨合約交易 | - | 2020-10-31 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2004-02-25 |
| Rep | 就證券提供意見 | - | 2004-02-25 |
| Rep | 提供資產管理 | - | 2004-02-25 |
| Rep | 證券交易 | - | 2020-10-31 |