| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Swissquote Asia Limited | RO | 槓桿式外匯交易 | 2014-10-22 | - |
| Rep | 槓桿式外匯交易 | 2014-08-14 | 2014-10-22 | |
| Guotai Junan FX Limited | RO | 槓桿式外匯交易 | 2010-10-21 | 2014-06-15 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-02-17 | 2014-06-15 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2010-02-17 | 2014-06-15 |
| Rakuten Securities Hong Kong Limited | Rep | 槓桿式外匯交易 | 2005-03-10 | 2007-07-24 |