| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Funderstone Futures Limited | Rep | 就期貨合約提供意見 | 2026-06-29 | - |
| Rep | 期貨合約交易 | 2026-06-29 | - | |
| Funderstone Securities Limited | Rep | 就證券提供意見 | 2026-06-29 | - |
| Rep | 提供資產管理 | 2026-06-29 | - | |
| Rep | 證券交易 | 2026-06-29 | - | |
| Zynergy Asset Management Limited | Rep | 就證券提供意見 | 2026-05-13 | 2026-06-05 |
| Rep | 提供資產管理 | 2026-05-13 | 2026-06-05 | |
| HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | Rep | 就證券提供意見 | 2024-12-23 | 2025-04-24 |
| Rep | 提供資產管理 | 2024-12-23 | 2025-04-24 | |
| Rep | 證券交易 | 2024-12-23 | 2025-04-24 | |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就證券提供意見 | 2023-05-22 | 2023-07-14 |
| Rep | 證券交易 | 2023-05-22 | 2023-07-14 | |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2023-05-22 | 2023-07-14 |
| Rep | 期貨合約交易 | 2023-05-22 | 2023-07-14 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-11-05 | 2022-08-14 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-11-05 | 2022-08-14 |
| Rep | 就證券提供意見 | 2012-11-01 | 2022-08-14 | |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2011-10-03 | 2022-08-14 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2010-12-17 | 2022-08-14 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 槓桿式外匯交易 | 2010-02-26 | 2010-06-21 |
已採集記錄中暫無金管局登記。