| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2021-02-23 | 2022-10-31 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2014-08-06 | 2022-10-31 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | - | 2003-12-30 |
| Rep | 提供資產管理 | - | 2003-12-30 | |
| Rep | 期貨合約交易 | - | 2022-10-31 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2003-12-30 |
| Rep | 就證券提供意見 | - | 2003-12-30 | |
| Rep | 提供資產管理 | - | 2003-12-30 | |
| Rep | 證券交易 | - | 2014-08-06 |