| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2023-05-10 | - |
| Guotai Junan FX Limited | RO | 槓桿式外匯交易 | 2023-05-10 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2018-09-03 | - |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2011-03-28 | 2023-05-10 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-09-22 | 2018-09-03 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-09-22 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2007-05-21 | 2008-09-20 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-05-21 | 2008-09-20 |
已採集記錄中暫無金管局登記。