Personnel Hong Kong SFC License Details (ID 81820)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	RO	就期貨合約提供意見	2022-05-25	2026-09-19
	RO	期貨合約交易	2012-05-22	2026-09-19
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	證券交易	2012-05-22	2026-09-19
Guotai Junan FX Limited	RO	槓桿式外匯交易	2010-10-21	2026-09-19
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2010-02-17	2012-05-22
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2010-01-19	2012-05-22
Public Securities Limited	Rep	證券交易	2009-12-18	2010-01-09
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	RO	就期貨合約提供意見	2009-10-28	2009-11-01
	RO	期貨合約交易	2009-10-28	2009-11-01
	RO	證券交易	2009-10-28	2009-11-01
	Rep	就期貨合約提供意見	2009-10-08	2009-10-28
	Rep	期貨合約交易	2009-10-08	2009-10-28
	Rep	證券交易	2009-10-08	2009-10-28
Yuanta Asia Investment (Hong Kong) Limited	RO	槓桿式外匯交易	2008-07-14	2009-09-18
	RO	證券交易	2007-01-26	2009-09-18
	RO	就期貨合約提供意見	2006-07-20	2009-09-18
	RO	期貨合約交易	2006-07-20	2009-09-18
	Rep	期貨合約交易	2006-05-11	2006-07-20
CELESTIAL SECURITIES LIMITED	RO	槓桿式外匯交易	2004-03-13	2006-03-20
CELESTIAL COMMODITIES LIMITED	RO	就期貨合約提供意見	2003-04-01	2003-08-08
	RO	提供資產管理	2003-04-01	2003-08-08
	RO	提供自動化交易服務	2003-04-01	2004-03-02
	RO	期貨合約交易	2003-04-01	2006-03-20
CELESTIAL SECURITIES LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-08-08
	Rep	就證券提供意見	2003-04-01	2003-08-08
	Rep	提供資產管理	2003-04-01	2003-08-08
	Rep	提供自動化交易服務	2003-04-01	2004-02-19
	Rep	證券交易	2003-04-01	2004-03-13