| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2023-02-28 | 2024-08-15 |
| Guotai Junan FX Limited | RO | 槓桿式外匯交易 | 2018-06-25 | 2024-08-15 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-04-19 | 2024-08-15 |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2010-11-15 | 2018-06-25 |
| WING FUNG FINTECH LIMITED | Rep | 槓桿式外匯交易 | 2009-02-17 | 2009-03-20 |
| Success Futures and Foreign Exchange Limited | Rep | 槓桿式外匯交易 | 2006-12-14 | 2008-11-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2006-07-26 | 2006-11-21 |