| MIB SECURITIES (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2024-11-15 | - |
| RO | 期貨合約交易 | 2024-11-15 | - |
| MIB FUTURES (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2023-12-27 | 2026-03-04 |
| RO | 期貨合約交易 | 2023-12-27 | 2026-03-04 |
| MIB SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2023-12-27 | - |
| RO | 證券交易 | 2023-12-27 | - |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2023-10-20 | 2023-12-27 |
| Rep | 期貨合約交易 | 2023-10-20 | 2023-12-27 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-10-20 | 2023-12-27 |
| Rep | 證券交易 | 2023-10-20 | 2023-12-27 |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就期貨合約提供意見 | 2023-05-23 | 2023-10-13 |
| Rep | 就證券提供意見 | 2023-05-23 | 2023-10-13 |
| RO | 就期貨合約提供意見 | 2021-02-26 | 2023-05-23 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | RO | 期貨合約交易 | 2020-05-12 | 2023-10-13 |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | RO | 就證券提供意見 | 2020-05-12 | 2023-05-23 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | 證券交易 | 2020-05-12 | 2023-10-13 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2020-03-13 | 2020-05-12 |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就證券提供意見 | 2020-03-13 | 2020-05-12 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2020-03-13 | 2020-05-12 |
| CITIC Securities Brokerage (HK) Limited | RO | 就證券提供意見 | 2018-03-07 | 2020-02-28 |
| RO | 證券交易 | 2017-10-20 | 2020-02-28 |
| CITIC Securities Futures (HK) Limited | RO | 期貨合約交易 | 2017-10-20 | 2020-02-28 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2015-04-20 | 2017-10-20 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2015-04-20 | 2017-10-20 |
| China Securities (International) Brokerage Company Limited | Rep | 就期貨合約提供意見 | 2014-11-25 | 2015-02-16 |
| Rep | 期貨合約交易 | 2014-11-25 | 2015-02-16 |
| Rep | 就證券提供意見 | 2013-09-23 | 2015-02-16 |
| Rep | 證券交易 | 2013-09-23 | 2015-02-16 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-09-07 | 2013-09-08 |