| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2026-04-27 | - |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2025-12-03 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2025-12-03 | 2026-04-27 |
| RO | 證券交易 | 2020-02-19 | 2024-11-15 | |
| Rep | 證券交易 | 2008-01-15 | 2020-02-19 |