| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | 就證券提供意見 | 2017-09-12 | - |
| GUOYUAN FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2016-10-07 | - |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | 證券交易 | 2016-10-07 | - |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-08-11 | 2016-10-07 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2016-08-11 | 2016-10-07 |
| Fosun International Securities Limited | RO | 就證券提供意見 | 2015-11-18 | 2016-06-17 |
| RO | 證券交易 | 2015-11-18 | 2016-06-17 | |
| Rep | 就證券提供意見 | 2015-09-14 | 2015-11-18 | |
| Rep | 證券交易 | 2015-09-14 | 2015-11-18 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就證券提供意見 | 2012-10-18 | 2015-06-12 |
| RO | 證券交易 | 2012-10-18 | 2015-06-12 | |
| RO | 期貨合約交易 | 2012-08-03 | 2015-06-12 | |
| Rep | 期貨合約交易 | 2012-07-13 | 2012-08-03 | |
| Rep | 證券交易 | 2012-07-13 | 2012-10-18 | |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-10-24 | 2012-06-01 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2011-03-04 | 2012-06-01 |
| RO | 期貨合約交易 | 2011-03-04 | 2012-06-01 | |
| Rep | 期貨合約交易 | 2008-09-17 | 2011-03-04 | |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2008-08-07 | 2012-06-01 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2008-02-06 | 2008-03-12 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-02-09 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-09 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2008-01-12 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-09 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-02-09 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-09 | |
| Rep | 證券交易 | 2003-04-01 | 2008-01-12 |
已採集記錄中暫無金管局登記。