| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2007-03-19 | - |
| STAR SECURITIES LIMITED (d2009-10-02) | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-02-04 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-02-04 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-02-04 | |
| Rep | 證券交易 | 2003-04-01 | 2007-03-16 |