| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2021-06-24 | - |
| RO | 提供資產管理 | 2021-06-24 | - | |
| RO | 證券交易 | 2021-06-24 | - | |
| Rep | 證券交易 | 2021-02-19 | 2021-06-24 | |
| Rep | 就證券提供意見 | 2021-01-29 | 2021-06-24 | |
| Rep | 提供資產管理 | 2021-01-29 | 2021-06-24 | |
| ABCI ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2015-02-10 | 2021-01-08 |
| RO | 提供資產管理 | 2015-02-10 | 2021-01-08 | |
| Rep | 就證券提供意見 | 2014-05-30 | 2015-02-10 | |
| Rep | 提供資產管理 | 2014-05-30 | 2015-02-10 | |
| CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2013-03-22 | 2014-05-16 |
| Rep | 提供資產管理 | 2012-11-16 | 2013-03-22 | |
| Rep | 就證券提供意見 | 2012-11-16 | 2014-05-16 | |
| Rep | 證券交易 | 2012-11-16 | 2014-05-16 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 提供資產管理 | 2012-04-10 | 2014-05-16 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期貨合約提供意見 | 2011-04-07 | 2012-03-13 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期貨合約提供意見 | 2011-04-07 | 2012-03-13 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 證券交易 | 2011-04-07 | 2012-03-13 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2010-11-24 | 2012-03-13 |
| Rep | 提供資產管理 | 2010-11-24 | 2012-03-13 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2010-11-24 | 2012-03-13 |
| Rep | 提供資產管理 | 2010-11-24 | 2012-03-13 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2010-11-24 | 2012-03-13 |
| Rep | 提供資產管理 | 2010-11-24 | 2012-03-13 | |
| GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2010-07-28 | 2010-10-31 |
| Rep | 提供資產管理 | 2010-07-28 | 2010-10-31 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-08-10 | 2010-07-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2009-08-10 | 2010-07-10 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2009-04-14 | 2010-07-10 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2009-04-14 | 2010-07-10 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2008-05-03 | 2010-07-10 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 提供資產管理 | 2008-05-03 | 2010-07-10 |
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | 證券交易 | 2007-08-01 | 2008-02-11 |
已採集記錄中暫無金管局登記。