| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Alpha Nova Capital Management Limited | RO | 就證券提供意見 | 2020-10-30 | - |
| RO | 提供資產管理 | 2020-10-30 | - | |
| Rep | 就證券提供意見 | 2020-09-29 | 2020-10-30 | |
| Rep | 提供資產管理 | 2020-09-29 | 2020-10-30 | |
| QH CAPITAL LIMITED | RO | 就證券提供意見 | 2018-08-31 | 2020-03-31 |
| QH Asset Management Company Limited | RO | 就證券提供意見 | 2018-07-06 | 2020-03-31 |
| RO | 提供資產管理 | 2018-05-14 | 2020-03-31 | |
| Rep | 提供資產管理 | 2018-03-15 | 2018-05-14 | |
| Zynergy Asset Management Limited | RO | 提供資產管理 | 2016-06-17 | 2018-01-31 |
| Rep | 提供資產管理 | 2014-01-20 | 2016-06-17 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2011-08-05 | 2012-08-01 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2011-08-05 | 2012-08-01 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 提供資產管理 | 2011-08-05 | 2012-08-01 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2010-08-23 | 2012-08-01 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2010-08-23 | 2012-08-01 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2010-08-23 | 2012-08-01 |
| Rep | 證券交易 | 2010-08-23 | 2012-08-01 | |
| Nerico Brothers Limited (HK) | Rep | 期貨合約交易 | 2009-06-19 | 2010-04-30 |
| Rep | 槓桿式外匯交易 | 2009-05-19 | 2010-04-30 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2008-03-10 | 2009-02-13 |
已採集記錄中暫無金管局登記。