Personnel Hong Kong SFC License Details (ID 81943)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
VICUNA ASSET MANAGEMENT LIMITED	RO	就證券提供意見	2023-12-04	-
	RO	提供資產管理	2023-12-04	-
Great Bay Partners Asia Company Limited	RO	證券交易	2022-02-25	2023-09-22
	RO	就證券提供意見	2022-02-25	2023-10-31
DELTA ASIA FINANCIAL FUTURES LIMITED	RO	就期貨合約提供意見	2019-07-09	2020-06-01
	RO	期貨合約交易	2019-07-09	2020-06-01
DELTA ASIA SECURITIES LIMITED	RO	就證券提供意見	2019-07-09	2020-06-01
	RO	證券交易	2019-07-09	2020-06-01
	RO	槓桿式外匯交易	2019-07-09	2020-06-01
Delta Asia Wealth Management Limited	RO	就證券提供意見	2019-07-09	2020-06-01
	Rep	提供資產管理	2019-07-09	2020-06-01
Bright Point International Futures Limited	RO	期貨合約交易	2017-07-21	2018-05-31
Bright Point International Securities Limited	RO	證券交易	2017-07-21	2018-05-31
FOUNDER FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2016-08-15	2016-10-06
FOUNDER SECURITIES (HONG KONG) LIMITED	RO	證券交易	2016-04-26	2016-10-06
	Rep	證券交易	2016-03-23	2016-04-26
iBest Securities Company Limited	RO	證券交易	2012-11-01	2016-02-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	槓桿式外匯交易	2012-01-13	2016-02-10
HAITONG INTERNATIONAL FUTURES LIMITED	RO	就期貨合約提供意見	2010-05-20	2016-02-10
	RO	期貨合約交易	2010-05-20	2016-02-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	就證券提供意見	2010-05-20	2016-02-10
	RO	證券交易	2010-05-20	2016-02-10
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	RO	就期貨合約提供意見	2008-07-03	2009-11-03
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	RO	就期貨合約提供意見	2007-12-18	2011-01-07
	RO	就證券提供意見	2007-12-18	2011-01-07
	RO	期貨合約交易	2007-12-18	2011-09-27
	RO	證券交易	2007-12-18	2011-09-27
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	RO	期貨合約交易	2006-09-12	2007-09-29
JS CRESVALE CAPITAL LIMITED	RO	證券交易	2005-11-03	2007-09-29
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	RO	證券交易	2005-06-16	2007-09-29
KGI ASIA LIMITED	Rep	證券交易	2004-03-19	2004-08-20
KGI FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2004-03-19	2004-08-20
SINOPAC FUTURES (ASIA) LIMITED	RO	就期貨合約提供意見	2003-04-01	2004-02-20
	RO	提供資產管理	2003-04-01	2004-02-20
	RO	期貨合約交易	2003-04-01	2004-02-20
SINOPAC SECURITIES (ASIA) LIMITED	RO	就機構融資提供意見	2003-04-01	2004-02-19
	RO	就證券提供意見	2003-04-01	2004-02-20
	RO	提供資產管理	2003-04-01	2004-02-20
	RO	證券交易	2003-04-01	2004-02-20