| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-05-12 | 2016-08-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2011-05-12 | 2016-08-03 |
| Rep | 證券交易 | 2011-05-12 | 2016-08-03 | |
| DBS ASIA CAPITAL LIMITED | Rep | 就證券提供意見 | 2006-02-27 | 2007-03-17 |
| Rep | 證券交易 | 2006-02-27 | 2007-03-17 | |
| Rep | 就機構融資提供意見 | 2006-02-23 | 2007-03-17 | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 就機構融資提供意見 | - | 2005-12-22 |