Law, Denise Ying Wai 羅瑩慧
證監會中央編號:AOW883
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HALCYON SECURITIES LIMITED | Rep | 證券交易 | 2023-11-01 | - |
| HALCYON CAPITAL LIMITED (HK) | RO | 就機構融資提供意見 | 2019-01-09 | - |
| Rep | 就機構融資提供意見 | 2013-03-04 | 2019-01-09 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2013-02-20 | 2013-03-01 |
| Rep | 證券交易 | 2013-02-20 | 2013-03-01 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-06-29 | 2013-03-01 |
| Shang International Finance Limited | Rep | 就機構融資提供意見 | 2007-05-07 | 2010-04-30 |
| Rep | 就證券提供意見 | 2007-05-07 | 2010-04-30 | |
| Rep | 證券交易 | 2007-05-07 | 2010-04-30 |
已採集記錄中暫無金管局登記。