| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Capital Limited | RO | 就機構融資提供意見 | 2026-08-10 | - |
| RO | 證券交易 | 2026-08-10 | - | |
| Rep | 就機構融資提供意見 | 2026-07-27 | 2026-08-10 | |
| Rep | 證券交易 | 2026-07-27 | 2026-08-10 | |
| Huaan Securities (Hong Kong) Brokerage Limited | RO | 證券交易 | 2026-01-16 | 2026-06-12 |
| Huaan Securities (Hong Kong) Corporate Finance Limited | RO | 就機構融資提供意見 | 2025-09-19 | 2026-06-12 |
| Patrons Capital Limited | RO | 就機構融資提供意見 | 2025-03-05 | 2025-06-06 |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | RO | 證券交易 | 2022-07-07 | 2023-06-04 |
| Ping An of China Capital (Hong Kong) Company Limited | RO | 就機構融資提供意見 | 2021-11-19 | 2023-06-04 |
| Rep | 就機構融資提供意見 | 2021-09-10 | 2021-11-19 | |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2021-09-10 | 2022-07-07 |
| Pine Peak Corporate Finance Limited | RO | 證券交易 | 2021-03-18 | 2021-05-31 |
| RO | 就機構融資提供意見 | 2020-09-09 | 2021-05-31 | |
| Rep | 就機構融資提供意見 | 2020-08-24 | 2020-09-09 | |
| Rep | 證券交易 | 2020-08-24 | 2021-03-18 | |
| FORTUNE FINANCIAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2017-07-28 | 2020-07-21 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2017-06-28 | 2020-07-21 |
| FORTUNE FINANCIAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-06-28 | 2017-07-28 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2015-06-10 | 2017-05-31 |
| Rep | 證券交易 | 2015-06-10 | 2017-05-31 | |
| Arta Corporate Advisory Limited | Rep | 就機構融資提供意見 | 2014-01-20 | 2015-05-29 |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-08-15 | 2013-12-21 |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-01-07 | 2011-07-22 |
已採集記錄中暫無金管局登記。