| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMBC International Capital Limited | RO | 證券交易 | 2022-12-02 | - |
| RO | 就機構融資提供意見 | 2022-01-21 | - | |
| Rep | 就機構融資提供意見 | 2021-09-10 | 2022-01-21 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2021-09-10 | - |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-06-27 | 2021-08-20 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2016-06-27 | 2021-08-20 |
| China Securities (International) Corporate Finance Company Limited | Rep | 證券交易 | 2014-01-15 | 2016-05-27 |
| Rep | 就機構融資提供意見 | 2013-07-11 | 2016-05-27 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2008-04-22 | 2013-06-21 |
| Rakuten Securities Hong Kong Limited | Rep | 槓桿式外匯交易 | 2006-03-06 | 2007-09-21 |
金管局記錄暫時無法載入，請稍後重試。