| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Futures International Company Limited | Rep | 期貨合約交易 | 2022-10-19 | - |
| CITIC CFI Securities Company Limited | Rep | 就證券提供意見 | 2022-05-30 | - |
| Rep | 證券交易 | 2022-05-30 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2020-06-12 | 2021-04-01 |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-06-22 | 2014-06-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2011-06-22 | 2012-02-14 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2011-04-21 | 2014-06-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2011-04-21 | 2019-02-14 |
已採集記錄中暫無金管局登記。