| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2018-09-14 | 2019-01-25 |
| Rep | 證券交易 | 2018-09-14 | 2019-01-25 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2015-03-18 | 2017-03-02 |
| Rep | 證券交易 | 2015-03-18 | 2017-03-02 | |
| iBest Consultants Limited | Rep | 就證券提供意見 | 2010-12-22 | 2017-03-02 |
| Rep | 證券交易 | 2010-12-22 | 2017-03-02 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2010-02-08 | 2010-11-15 |
| Emperor Wealth Management Limited | Rep | 證券交易 | 2010-02-08 | 2010-11-15 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2008-02-13 | 2008-08-21 |