| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China United Merchants Asset Management Company Limited | RO | 就證券提供意見 | 2020-09-28 | - |
| RO | 提供資產管理 | 2020-05-20 | - | |
| RO | 證券交易 | 2020-05-20 | - | |
| Rep | 提供資產管理 | 2020-04-21 | 2020-05-20 | |
| Rep | 證券交易 | 2020-04-21 | 2020-05-20 | |
| DaoKou Securities Limited | Rep | 證券交易 | 2019-10-25 | 2020-02-29 |
| DaoKou Asset Management Limited | Rep | 就證券提供意見 | 2017-07-14 | 2020-02-29 |
| Rep | 提供資產管理 | 2017-07-14 | 2020-02-29 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2015-08-24 | 2015-09-16 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2015-08-24 | 2015-09-16 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 提供資產管理 | 2015-08-24 | 2015-09-16 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2015-04-29 | 2015-09-16 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2015-04-29 | 2015-09-16 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2015-04-29 | 2015-09-16 |
| Rep | 證券交易 | 2015-04-29 | 2015-09-16 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2014-01-20 | 2015-07-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2014-01-20 | 2015-07-06 |
| Rep | 證券交易 | 2014-01-20 | 2015-07-06 | |
| iBest Consultants Limited | Rep | 期貨合約交易 | 2012-05-15 | 2015-07-06 |
| Rep | 就證券提供意見 | 2011-04-20 | 2015-07-06 | |
| Rep | 提供資產管理 | 2011-04-20 | 2015-07-06 | |
| Rep | 證券交易 | 2011-04-20 | 2015-07-06 |
已採集記錄中暫無金管局登記。