| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就證券提供意見 | 2016-07-01 | 2019-01-01 |
| Rep | 證券交易 | 2016-07-01 | 2019-01-01 | |
| Rep | 就證券提供意見 | 2013-11-20 | 2016-06-30 | |
| Rep | 證券交易 | 2013-11-20 | 2016-06-30 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2013-11-20 | 2016-06-30 |
| iBest Consultants Limited | Rep | 就證券提供意見 | 2010-05-27 | 2013-11-11 |
| Rep | 證券交易 | 2010-05-27 | 2013-11-11 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2003-12-09 | 2009-06-26 |