| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited | Rep | 就證券提供意見 | 2022-10-31 | - |
| Rep | 證券交易 | 2022-10-31 | - | |
| Glory Sun Securities Limited | Rep | 就證券提供意見 | 2016-12-23 | 2022-09-30 |
| Rep | 提供資產管理 | 2016-12-23 | 2022-09-30 | |
| Rep | 證券交易 | 2016-12-23 | 2022-09-30 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2015-03-10 | 2015-10-31 |
| Rep | 證券交易 | 2015-03-10 | 2015-10-31 | |
| iBest Consultants Limited | Rep | 就證券提供意見 | 2011-01-13 | 2015-10-31 |
| Rep | 證券交易 | 2011-01-13 | 2015-10-31 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2010-11-11 | 2010-11-15 |
| Emperor Wealth Management Limited | Rep | 證券交易 | 2010-11-11 | 2010-11-15 |