| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2009-05-04 | 2010-01-11 |
| iBest Consultants Limited | Rep | 就證券提供意見 | 2009-03-03 | 2014-08-23 |
| Rep | 證券交易 | 2009-03-03 | 2014-08-23 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2008-01-23 | 2009-02-06 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2008-01-23 | 2009-02-06 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就證券提供意見 | 2007-12-28 | 2009-02-06 |
| Network Financial Services Limited | Rep | 就證券提供意見 | 2007-10-03 | 2007-11-14 |