| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2013-08-14 | 2014-03-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2013-08-14 | 2014-03-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2013-06-11 | 2014-03-01 |
| iBest Consultants Limited | Rep | 就證券提供意見 | 2010-02-18 | 2012-02-17 |
| Rep | 證券交易 | 2010-02-18 | 2012-02-17 |